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Alumni Spotlight: Yulan Kim, Ph.D. ’23

Yulan Kim finished her Ph.D. at the Evans School in December 2023, with dissertation work focused on advancing scholarly understanding of collaborative governance. The Evans School caught up with Yulan after winter break to learn more about her dissertation research.

Evans School: Congratulations on your dissertation defense. Your project pushes our conceptual and empirical understandings of collaborative governance. Explain why collaborative governance is such a critical topic in the study of public management today.

Yulan: Collaborative governance is an increasingly popular policy making and implementation strategy that can address problems that do not fit neatly within organizational or jurisdictional boundaries. If managed properly, it provides added benefits of fostering citizen trust and participation, promoting equitable service provision (which I explore in my dissertation) as well as greater legitimacy, procedural transparency, and responsiveness (which is established in the literature).

The study of collaborative governance is important because of its broad applicability as a versatile governance arrangement that can be used in conjunction with other policy tools. In this sense, it is highly relevant to how we address many of the public management problems we face today. However, there are still challenges to ensuring that collaborative governance is properly designed and implemented, which is why it requires the continued attention of public management scholars.

Evans School: Your dissertation is an innovative mixed methods study of South Korean Social Security Consultive Boards. How do these boards operate and why was a mixed methods approach advantageous in this instance? 

Yulan: My dissertation focuses on mandated collaborative governance, and South Korean Social Security Consultive Bodies (SSCBs) are a perfect example of this type of arrangement. SSCBs are established at all local jurisdictions in South Korea through a legislative mandate. They act as platforms that bring together public, nonprofit, and private actors to create and implement regional social security policies. Their functions range from high-level decision making, such as establishing short and long-term regional social security plans, to the direct delivery of services to citizens.

My research questions around SSCBs require both the identification of causal mechanisms as well as understanding what drives such patterns. So, using a large-N survey supplemented by interviews to collect both quantitative and qualitative data helped me paint both the big picture as well as gain a detailed understanding of what drives these changes. 

Evans School: Central to your dissertation is discussion of authentic collaborative governance and trust. Why is the concept of “trust” key to understanding the presence of authentic or meaningful collaborative governance? 

Yulan: My decision to use trust as an indicator of authentic collaboration is guided by theory. Fostering trust is crucial to the development of collaborative dynamics that are defining features of collaborative governance. Trust as both an input and output of collaborative governance has also been confirmed by numerous empirical research as well. 

I wanted to evaluate whether authentic collaboration could be generated even in mandated settings where collaboration is imposed upon actors. Top-down arrangements risk becoming ceremonial institutions as the participants may not share motivations to engage with each other. In the context of SSCBs, I track whether trust, an output of collaborative governance, changes over time to understand whether actors have engaged in authentic collaboration. I find that even in mandated SSCBs, participants show enhanced trust over time, suggesting that collaboration is taking place. 

Evans School: Your dissertation project also examines how collaborative governance can enhance equity in policy making settings. What are some takeaways from your dissertation that are relevant to those engaging in collaborative governance across a host of different settings? 

Yulan: Collaborative governance is often used for the co-creation of public services within communities. However, collaborative governance requires the investment of time and resources from participants. This means that the ability of local participants to commit resources can lead to variation in the quality and quantity of services co-created across communities. Research suggests affluent communities are better able to pool such resources. I investigate whether collaborative governance perpetuates or mitigates inequity in access to public services across communities. My findings highlight the relative importance of internal management over resources, suggesting that despite resource disparities across communities, collaborative governance can serve as a strategy to co-create public services in a way that mitigates inequities in access to public services.

Evans School: What’s up next? 

Yulan: I have joined Ocean Nexus as a postdoctoral fellow in January 2024. Ocean Nexus is a network of scholars working to promote equitable ocean governance. In this position, I am working alongside a team of Evans researchers who are on a mission to introduce public policy and management concepts and frameworks to ocean scholars who seek to produce more equitable, policy relevant research. In the short term, I want to focus on applying policy process and public management concepts in ocean research through collaborations. In the long term and more ambitiously, I want to explore how collaborative governance, which is mainly researched in domestic contexts, can inform transnational ocean governance. I studied IR and comparative politics before coming to Evans school, so I look forward to synthesizing such training with my expertise in public management to do so. 

Evans School: Congrats on this postdoctoral fellowship! It will be fun to see how your work evolves in the coming year! 

Yulan: Thanks!

David Suarez receives grant from Surdna Foundation

Evans faculty member and nonprofit scholar David Suarez received a research grant from the Surdna Foundation for a project entitled, “What is Effective Participatory Grantmaking? A Comparative Assessment of Four Initiatives.” This project extends Suarez’s growing expertise and research program in participatory grantmaking, a power-sharing approach to grantmaking, which a number of private foundations have pursued in recent years. Since few foundations have evaluated their efforts to share power with stakeholders, the purported benefits of adopting such innovations remain unproven, and insufficient knowledge has accumulated in the field to elucidate critical questions such as whether some practices shape outcomes more than others. To begin to fill this gap,  Suarez will complete a field scan of participatory grantmaking practices and initiatives in institutional philanthropy. Then, building on that work, as well as the literature on participation in nonprofit organizations, he will utilize a comparative case study approach to investigate four participatory grantmaking initiatives.

Nonprofits show resilience and initiative during second year of pandemic

Shelves of food in food bank

UW News

More than a year into the pandemic, Washington nonprofits have shown resiliency in serving their communities and staying afloat, a study from the Evans School of Public Policy & Governance at the University of Washington shows.

The new study explores not only how the pandemic economy impacted donations to, and the operations of, charitable organizations, but also how nonprofits responded to the simultaneous call for racial justice.

“The dual pandemic created challenges and opportunities for funding, service delivery and operations,” said Emily Finchum-Mason, a doctoral candidate in public policy and one of the report’s authors. “Changes made by nonprofits and funders will bring long-term benefits in terms of access to services and a greater focus on addressing racial inequities.ut the short-term sacrifices — especially for smaller, BIPOC-led and -serving organizations — were significant. And those sacrifices are ongoing.”

The study marks the second phase of research into the effects of the pandemic on Washington’s nonprofit sector. The first phase, published in fall 2020, surveyed more than 200 organizations and showed how donations were down, community needs were up, and called on governments and other institutions to step up their support.

Read more.

Evans School Nonprofit Sector Research

Evans School faculty and scholars have a long history of producing nonprofit sector research that is rigorous, analytical, and practical. Our work strengthens organizational management and leadership, supports cross-sector collaboration, and improves policy.

Click the menus below to learn about Evans School research across a range of topics related to the nonprofit sector.

Areas of Nonprofit Sector Research

Rachel Fyall and Scott W. Allard. 2017. “Nonprofits and Political Activity: A Joint Consideration of the Political Activities, Programs, and Organizational Characteristics of Social Service Nonprofits.” Human Service Organizations: Management, Leadership & Governance 41(3): 275-300.

Rachel Fyall. 2016. “The Power of Nonprofits: Mechanisms for Nonprofit Policy Influence.” Public Administration Review 76(6): 938-948.

Rachel Fyall and Michael McGuire. 2015. “Advocating for Policy Change in Nonprofit Coalitions.” Nonprofit and Voluntary Sector Quarterly 44(6): 1274-1291.

Mary Kay Gugerty with Aseem Prakash, editors. 2010. Advocacy Organizations and Collective Action. Cambridge University Press.

David Suárez and Hokyu Hwang. 2008. “Civic Engagement and Nonprofit Lobbying in California.” Nonprofit and Voluntary Sector Quarterly 37(1): 92-112.

David Suárez. 2009. “Nonprofit Advocacy and Civic Engagement on the Internet.” Administration & Society 41(3): 267-289.

David Suárez and Mary Kay Gugerty. 2016. “Funding Civil Society? Bilateral Government Support for Development NGOs.” Voluntas 27(6): 2617-2640.

David Suárez. 2011. “Collaboration and Professionalization: The Contours of Public Sector Funding for Nonprofits.” Journal of Public Administration Research and Theory, 21(2): 307-326.

Mary Kay Gugerty. “Outside Funding and the Dynamics of Participation in Community Organizations” with Michael Kremer. American Journal of Political Science, 52(3): 585-602, July 2008.

Ines Jurcevic and Rachel Fyall. 2020. “Does a Business-like Approach to Diversity in Nonprofit Organizations Have a Chilling Effect on Stakeholders?” Journal of Behavioral Public Administration 3(1): 1-17.

Jamie Levine Daniel and Rachel Fyall. 2019. “The Intersection of Nonprofit Roles and Public Policy Implementation.” Public Performance & Management Review 42(6): 1351-71. 

Rachel Fyall and Jamie Levine Daniel. 2018. “Pantries and Policy Implementation: Using Nonprofit Priorities to Understand Variation in Emergency Food Assistance.” Nonprofit and Voluntary Sector Quarterly 47, No. 4_suppl: 11S-33S. 

Scott Allard. 2017. Places in Need: the changing geography of poverty. Russell Sage Foundation Press.

Jeff Marshall and David Suárez. 2014. “The Flow of Management Practices: An Analysis of NGO Monitoring and Evaluation Dynamics” Nonprofit and Voluntary Sector Quarterly 43(6): 1033-1051.

David Suárez and Jeff Marshall. 2014. “Capacity in the NGO Sector: Evidence from a National Survey of Cambodia.” Voluntas: International Journal of Voluntary and Nonprofit Organizations 25(1): 176-200.

David Suárez. 2010. “Street Credentials and Management Backgrounds: Careers of Nonprofit Executives in an Evolving Sector.” Nonprofit and Voluntary Sector Quarterly 39(4): 696-716.

Rachel Fyall. 2017. “Nonprofits as Advocates and Providers: A Conceptual Framework.” Policy Studies Journal 45(1): 121-143.

Rachel Fyall and Beth Gazley. 2015. “Applying Social Role Theory to Gender and Volunteering in a Professional Context.” Voluntas 26(1): 288-314.

The Goldilocks Challenge: The Goldilocks Challenge: Right-Fit Evidence for the Social Sector. Co-authored with Dean Karlan, forthcoming 2018, Oxford University Press.

Regulation by Reputation: Monitoring and Sanctioning in Nonprofit Accountability Clubs. 2016. With Joannie Tremblay-Boire and Aseem Prakash. Public Administration Review: 76(5): 712–722.

Mary Kay Gugerty and Aseem Prakash, editors.Voluntary Regulation of Nonprofit and Nongovernmental Organizations: An Accountability Club Framework, 2010. Cambridge University Press. Mary Kay Gugerty and Aseem Prakash.

Trust but Verify: Voluntary Regulation Programs in the Nonprofit Sector. 2010. With Aseem Prakash. Regulation and Governance. 4(1): 22-47. Awarded the “Best Article of 2010” by the journal editors.

Herranz, Jr., Joaquín. “Quadruple Bottom Line Performance in a Networked Society.” Book manuscript in preparation.

Nonprofit Management & Philanthropy News

Ph.D. Student Emily Finchum-Mason piece published in the Conversation

​Evans PhD Student Emily Finchum-Mason recently published a piece in the Conversation discussing her research around community participation and stakeholder engagement in foundation grantmaking. The piece highlights how foundations engage (or don’t) external constituencies and points to open questions facing the field. Her analysis and translation of findings draws from a report with Evans faculty David Suarez and recent Evans PhD Kelly Husted.

Sharing Power: The Landscape of Participatory Practices & Grantmaking Among Large U.S. Foundations

August 25, 2021

The COVID-19 pandemic and fights for racial justice highlighted questions about whether mission-driven organizations can effectively deliver on their social impact goals without engaging with the communities that they seek to impact. Philanthropic foundations, in particular, have come under scrutiny amidst recent and growing concerns about their undemocratic nature and shrouded grant-making processes.

Philanthropic foundations in the United States hold significant power in the policy landscape, as they can both define societal challenges and determine the manner in which those challenges are addressed. The work of foundations is tax subsidized, but they are held to few standards of accountability, leading to increasing calls for foundations to shift their power to affected communities, to democratize decision-making through greater stakeholder participation, and to be more accountable to those whose lives they affect.

As part of the University of Washington Philanthropy Project, Evans School researchers Kelly Husted, Emily Finchum-Mason, and David Suárez sought to understand how large philanthropic foundations – with substantial assets and power – engage the people they serve in their governance and grant-making policies and practices. They launched a survey of the 500 largest private and community foundations in the United States between May and December 2020 to answer this question. These are their key findings:

  1. Many foundations solicited and incorporated feedback from grantees, community-based organizations, beneficiaries, and the public directly into decisions regarding governance and grant-making, but true decision-making power was rarely given to these stakeholders.
  2. The vast majority of foundations are using stakeholder participation as a way to increase their innovativeness and effectiveness rather than to share power, despite the fact that rhetoric surrounding these practices is focused on breaking down power silos.
  3. For the largest foundations in this country, the primary impediment to stakeholder participation was a perceived lack of time and capacity to implement, despite the sheer volume of assets that these foundations wield.

By learning more about grantmaking practices that are currently in place, the motivations for using these approaches, and the key challenges to incorporating stakeholder participation, researchers hope to lower the barriers that some foundations may face in making stakeholder participation an integral part of their governance and grant-making.

Greater accountability from philanthropic foundations represents an important step to a more equitable future. When large, powerful foundations listen to those they aim to benefit, they can more effectively direct their giving in ways that align with community needs.

 

About the UW Philanthropy Project

The UW Philanthropy Project is a multiyear research program seeking to understand the many important roles that philanthropic foundations play in American society.

WalletHub: Best Charities for 2021

For the 39th time in the past 41 years, charitable giving increased year over year in 2019, according to Giving USA. Director of the Nancy Bell Evans Center on Nonprofits and Philanthropy and Evans School Associate Teaching Professor Erica Mills Barnhart offers her views on common mistakes, red flags, and favorite charities. (WalletHub)

Local Impacts of a Global Crisis: How Washington State Nonprofits are Responding to COVID-19

Mount Rainier on a sunny day

This report confirms what those working for nonprofits already knew: Nonprofits are being asked to do more and more with less and less. Funding is down 30% and volunteerism is down 30-50%. Yet the need for, and dependence on, nonprofits continues to grow. This trend must be reversed in short order if nonprofits are going to be able to serve long-term.

The research team would like to thank the staff of all the nonprofit organizations that took the time to complete this survey. We realize that the leaders and staff of these organizations are under incredible pressure to serve their communities during this tumultuous time with increasingly tightening resources. Finally, we want to thank the nonprofit leaders and staff who piloted our survey and provided insights on how to maximize the relevance of the survey as it relates to nonprofit management, governance, and policy.

 

Read the Full Report

Erica Mills Barnhart
Associate Teaching Professor, Daniel J. Evans School of Public Policy & Governance
Co-Director of the Nancy Bell Evans Center on Nonprofits & Philanthropy

Continue reading “Local Impacts of a Global Crisis: How Washington State Nonprofits are Responding to COVID-19”